News & Insights: Amber Allen

In addition to serving as General Counsel and EVP of Fairview, Amber also serves as President of the firm’s Cyber Solutions practice.

SEC Charges 18 Defendants in International Scheme to Manipulate Stocks Using Hacked US Brokerage Accounts

The SEC charged individuals involved in a scheme in which dozens of accounts were hacked and used to purchase microcap stocks to manipulate the price.

NSCP Currents: Using Litigation Releases as Case Studies: The SEC’s First Reg BI Case

The SEC’s First Reg BI Enforcement Action” by Brian Rubin, Issa Hanna and Andrew Mount provides an insightful analysis of the SEC’s first Reg BI case.

SEC Charges JPMorgan, UBS, and TradeStation for Deficiencies Relating to the Prevention of Customer Identity Theft

The SEC announced in a press release that it separately charged J.P. Morgan Securities LLC, UBS Financial Services Inc., and TradeStation Securities, Inc. for deficiencies in their programs to prevent customer identity theft.

Pirated copy of popular app being used to spread information-stealing malware

A popular app is being used to spread information-stealing malware. If you have questions about how to safeguard your business, Fairview can help.

QuickBooks Customers Targeted in Ongoing Series of Phishing Attacks

Fairview can help financial advisers develop policies to help prevent cyber attacks. If you have questions about your cyber policy, contact us.

April 2022 Cyber Recap

Technology like cryptocurrency and the ever-changing nature of threats from hackers require constant attention. If you have questions, contact Fairview.

Did you know? Ransomware attack costs can be seven times higher than ransom

Collateral consequences of a ransomware attack include costs that are roughly seven times higher than the ransom demanded by the threat actors, according to a recent analysis conducted by researchers at Check Point.

IMPORTANT : PHISHING ALERT, Message Posing as FINRA Deficiency Letter with Malicious Links or Attachments

A message posting as a FINRA deficiency letter includes malicious links. Messages refer to a potentially malicious attachment and may reference “Deficiency Letters.”

Recent Cyber Attacks Prove that MFAs are not All Created Equal

Multi-factor authentication can help safeguard against cybser security attacks, but some MFAs are better than others.

March 2022 Cyber Recap

Significant changes are on the horizon for cybersecurity requirements for investment advisers and other companies in critical infrastructure.

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Fairview has been providing streamlined solutions to providers in the financial services industry since 2005. We are part of ViewPoint Partners, our employee-owned parent company for both Fairview and FilePoint, which provides regulatory reporting solutions for registered investment companies.

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