At Fairview, we do things differently. We understand that creating and maintaining a strong SEC compliance program requires a lot of work and ongoing attention. That’s why we deploy technology and a team of SEC regulatory experts to build and maintain comprehensive, tailored compliance programs.
Whether you’re looking for support with your existing adviser compliance program, assistance developing the infrastructure for a new compliance program, or general CCO support in administering your firm’s compliance program, we can help. Our proprietary technology solutions allow us to implement scalable solutions, customized to our clients’ unique needs.
We also help CCOs and investment advisers prepare for SEC exams and provide hands-on support throughout the entire exam process.
CEO, Compliance Administration and Performance Services
Check out our Flash Reports for the latest SEC- and compliance-related news, trends, and insights.
On June 12, 2025, the SEC announced a new final rule “formally withdrawing certain notices of proposed rulemaking issued between March 2022 and November 2023.” These withdrawn proposals make up every remaining proposal under Gensler’s leadership of the SEC during the Biden administration.
On June 11, 2025, the Securities and Exchange Commission (“SEC”), jointly with the Commodity Futures Trading Commission (“CFTC”), voted to further extend the compliance date for the amendments to Form PF that were adopted on February 8, 2024.
