News & Insights | Fairview Regulatory Compliance

News & Insights: Amber Allen

In addition to serving as General Counsel and EVP of Fairview, Amber also serves as President of the firm’s Cyber Solutions practice.

Flash Reports
16 Mar, 2023
Amber Allen

SEC Reopens Public Comment on The Cybersecurity and Risk Management Rule and Proposes Changes to Reg S-P to Enhance Protection of Customer Information

On Wednesday, March 15, the SEC held an opening meeting and announced three proposed rules touching on cybersecurity and also reopened its proposed Cybersecurity Risk Management Rule for more public commentary

Flash Reports
13 Mar, 2023
Amber Allen

Fairview Webinar: The SEC’s Proposed Cybersecurity Risk Management Rule and The Proposed Outsourcing Rule Presentation

Fairview’s team of regulatory experts discuss details of the proposed rule, associated changes, and what RIAs can do to begin to prepare for compliance.

Flash Reports
24 Feb, 2023
Amber Allen

NSCP Currents: Outsourcing to Service Providers

Nearly all firms utilize service providers in the usual course of business. It has been a clear regulatory prerogative to perform due diligence on critical service providers for many years.

Flash Reports
13 Feb, 2023
Amber Allen

SEC Expected to Finalize Cybersecurity Rule Spring 2023

On January 11, 2023, the SEC updated its Frequently Asked Questions page for the New Marketing Rule. There are now three questions and three answers.

Flash Reports
07 Dec, 2022
Amber Allen

SEC Risk Alert on Prevention of Identity Theft and Reg S-ID

The Division of Examinations (“EXAMS”) issued a Risk Alert to assist firms with identity theft prevention programs required under Regulation S-ID.

Flash Reports
21 Nov, 2022
Amber Allen

NSCP Currents: PTE 2020-02 Retrospective Reviews

Firms must conduct an annual retrospective review, NSCP Currents provides perspective on the annual retrospective review for exemptive relief under PTE 2020-02.

News
04 Nov, 2022
Amber Allen

Fairview General Counsel Amber Allen Elected to the NSCP Board of Directors

Amber Allen, was elected to the Board of Directors of the NSCP to serve up to a three-year term through 2025.

Flash Reports
02 Nov, 2022
Amber Allen

CISA Issues Guidance on Numbers Matching and Phishing-Resistant Multifactor Authentication

The CISA published two fact sheets on October 31, 2022, outlining the dangers to accounts and systems when applying specific types of MFA.

Flash Reports
28 Oct, 2022
Amber Allen

Typosquat Campaign Mimics 27 Brands to Push Windows, Android Malware

A massive typosquat campaign has come to light with over 200 typosquatting domains impersonating 27 brands to push Windows and Android malware.

Flash Reports
11 Oct, 2022
Amber Allen

Uber’s 2016 Data Breach Cover-Up Results in Former Security Chief’s Conviction

Joe Sullivan, former chief security officer for Uber, was convicted on federal charges related to a ransom payment he authorized following a 2016 security breach.