Our Cyber Solutions directly align with the SEC’s proposed Cybersecurity Risk Management Rules and Outsourced Provider Rule, which would require advisers to adopt and implement written cybersecurity policies and procedures and produce an annual cyber report.
Our team of cybersecurity and regulatory experts assist firms in building SEC cyber policies and data security programs with documented testing reports to assess the firm’s protection of sensitive client and firm information. We work to thoroughly review and revise existing policies and procedures and create a custom testing program, with the goal of generating sustainable, well-documented cybersecurity programs reflective of industry best practices and regulatory expectations.
Annual production of:
With our threat monitoring capabilities, we can detect if your company is at risk due to exposed credentials on the dark web so that it can be corrected before the data is used maliciously. This includes:
General Counsel and Executive Vice President; President, Fairview Cyber
Check out our Flash Reports for the latest SEC- and cybersecurity-related news, trends, and insights.
The Department of Labor (DOL) voluntarily dismissed its appeal of the district court decision that struck down the DOL’s fiduciary reinterpretation of fiduciary status for advisers making rollover recommendations to retirement investors.
