As technology continues to evolve, it brings tremendous benefit yet significant risk, particularly for those in financial services. Balancing business goals with a sound compliance program can be tricky. That’s where Fairview comes in. Our team of regulatory and cybersecurity experts works with firms to create sustainable, well-documented cybersecurity programs that enable CCOs and investment advisers to utilize new technology, while mitigating risk and maintaining thorough, sound compliance programs.
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July 22, 2024, was the deadline for the SEC to petition the Fifth U.S. Circuit Court of Appeals to review its landmark decision that vacated the Private Fund Rules, and the SEC let this deadline pass. It appears the SEC will not attempt to relitigate the decision.