News & Insights: News

New Brand; Same Ownership and Same Quality, Tailored Services

Today, after years of steady growth, Fairview has unveiled a new brand that aligns more closely with the company Fairview is today.

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Podcast: New SEC Private Funds Rules – What Is Happening and What You Need to Know

Podcast: New SEC Private Funds Rules- On August 23, the SEC finalized the Private Funds Rules, which aim to enhance the protections afforded to investors in private funds that are managed by private fund advisers.

New Brand; Same Ownership and Same Quality, Tailored Services

Today, after years of steady growth, Fairview has unveiled a new brand that aligns more closely with the company Fairview is today.

NSCP Currents: Beatles, Buy-In, and Business Strategies: Simplifying the Process of Earning and Maintaining Employee Buy-In for Organizational Initiatives

Simplifying the Process of Earning and Maintaining Employee Buy-In for Organizational Initiatives.

Fairview General Counsel Amber Allen Elected to the NSCP Board of Directors

Amber Allen, was elected to the Board of Directors of the NSCP to serve up to a three-year term through 2025.

NSCP Currents: ESG Considerations for Investment Advisers

On May 25, 2022, the SEC proposed a rule and form amendments that would require disclosures concerning ESG practices by certain registered investment advisers.

NSCP Currents: Using Litigation Releases as Case Studies: The SEC’s First Reg BI Case

The SEC’s First Reg BI Enforcement Action” by Brian Rubin, Issa Hanna and Andrew Mount provides an insightful analysis of the SEC’s first Reg BI case.

UPDATE: The SEC’s Marketing Rule is Officially Published – What Now?

On Friday, March 5, 2021, the U.S. Securities and Exchange Commission’s highly anticipated Marketing Rule was published in the Federal Register.

Six New Data Privacy Bills That Could Become Law in 2021

State mandated data privacy regulations are constantly evolving to meet the needs of the changing cybersecurity landscape.

NSCP Currents: Preparing for the LIBOR Transition and the Division’s LIBOR Exam

NSCP CURRENTS: Preparing for the LIBOR transition and the Division’s LIBOR Exam.

Performance Practice Leader of Fairview Appointed to CFA Institute’s ESG Verification Subcommittee

CFA Institute issued a Consultation Paper on the Development of ESG Disclosure Standards for Investment Products. The ESG Verification Subcommittee will work to develop content specific to verifiers who provide independent, third-party examination of the investment products to which the standards are applied.

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Fairview

Fairview has been providing streamlined solutions to providers in the financial services industry since 2005. We are part of ViewPoint Partners, our employee-owned parent company for both Fairview and FilePoint, which provides regulatory reporting solutions for registered investment companies.

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Suite 400
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info@fairviewinvest.com
919.706.4100
FAX: 800.770.9925