FilePoint provides full-service regulatory disclosure solutions to the financial services industry, including EDGAR and iXBRL filing, typesetting, printing, document hosting, and web development services for registered investment companies and investment advisers.
Full document conversion and filing services for investment companies and investment advisers.
High-quality documents delivered quickly and accurately—including prospectuses, financial reports, fact sheets, and marketing pieces.
iXBRL experts to guide clients through the iXBRL process with accuracy, a quick turnaround time, and deep technical knowledge.
Our fulfillment platform and print expertise can provide considerable efficiency for your printing and mailing needs.
A full solution for SEC modernization reporting requirements.
Fully compliant websites with limitless customization for funds, ETFs, and investment advisers.
Automation of the production of customized fact sheets, producing high-quality output quickly.
In addition to creating web-ready files with bookmarks and required links between documents, we host any documents on a customized webpage with links to view, download, and request printed copies.
Fulfillment of the daily posting requirements specific to ETFs by seamlessly automating data feeds into an existing website.
FilePoint’s high-quality, high-touch regulatory disclosure solutions are always expanding to keep up with the needs of investment companies, mutual funds and investment advisers.
Visit FilePoint SiteCheck out our Flash Reports for the latest SEC- and compliance-related news, trends, and insights.
On August 18, 2026, the SEC proposed “Regulation Crypto Assets,” a new regulatory framework for certain investment contracts involving crypto assets (“covered investment contracts”). The proposal follows the SEC’s March 2026 interpretive release addressing the application of federal securities laws to certain crypto assets and transactions, and represents another step in the SEC’s broader effort to establish clearer rules for crypto asset markets.
On August 11, 2026, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) issued a final rule that permanently removes all requirements for U.S. companies and individuals to report beneficial ownership information under the Corporate Transparency Act (“CTA”).
On July 31, 2026, the SEC settled charges against a New York-based registered investment adviser for calculating and charging advisory fees inconsistently with its advisory agreements and Form ADV Part 2A disclosures and for failing to implement written policies and procedures designed to ensure advisory fees were calculated correctly.
