FilePoint provides full-service regulatory disclosure solutions to the financial services industry, including EDGAR and iXBRL filing, typesetting, printing, document hosting, and web development services for registered investment companies and investment advisers.
Full document conversion and filing services for investment companies and investment advisers.
High-quality documents delivered quickly and accurately—including prospectuses, financial reports, fact sheets, and marketing pieces.
iXBRL experts to guide clients through the iXBRL process with accuracy, a quick turnaround time, and deep technical knowledge.
Our fulfillment platform and print expertise can provide considerable efficiency for your printing and mailing needs.
A full solution for SEC modernization reporting requirements.
Fully compliant websites with limitless customization for funds, ETFs, and investment advisers.
Automation of the production of customized fact sheets, producing high-quality output quickly.
In addition to creating web-ready files with bookmarks and required links between documents, we host any documents on a customized webpage with links to view, download, and request printed copies.
Fulfillment of the daily posting requirements specific to ETFs by seamlessly automating data feeds into an existing website.
FilePoint’s high-quality, high-touch regulatory disclosure solutions are always expanding to keep up with the needs of investment companies, mutual funds and investment advisers.
Visit FilePoint SiteCheck out our Flash Reports for the latest SEC- and compliance-related news, trends, and insights.
The SEC recently announced settled charges against two registered investment advisers (collectively, “Respondents”) for violations of the Advisers Act due to compliance failures in their investment advisory agreements. The order highlights the SEC’s continued focus on advisory contract provisions, particularly hedge clauses and assignment language, that may mislead clients on the adviser’s fiduciary duty or fail to comply with consent requirements for assignments.
On February 2nd, 2026, the common text editor, Notepad++, shared an update to its initial announcement in December 2025 that it was the target of a software supply chain attack. According to the announcement, starting in June 2025, bad actors intercepted and redirected requests for updates to malicious infrastructure. These bad actors were then able to deliver malware through a software update channel that users trusted.
