News & Insights: Amber Allen

In addition to serving as General Counsel and EVP of Fairview, Amber also serves as President of the firm’s Cyber Solutions practice.

Fairview General Counsel Amber Allen Elected to the NSCP Board of Directors

Amber Allen, was elected to the Board of Directors of the NSCP to serve up to a three-year term through 2025.

CISA Issues Guidance on Numbers Matching and Phishing-Resistant Multifactor Authentication

The CISA published two fact sheets on October 31, 2022, outlining the dangers to accounts and systems when applying specific types of MFA.

Typosquat Campaign Mimics 27 Brands to Push Windows, Android Malware

A massive typosquat campaign has come to light with over 200 typosquatting domains impersonating 27 brands to push Windows and Android malware.

Uber’s 2016 Data Breach Cover-Up Results in Former Security Chief’s Conviction

Joe Sullivan, former chief security officer for Uber, was convicted on federal charges related to a ransom payment he authorized following a 2016 security breach.

Cybersecurity Awareness Month: Four Things You Can Do

Cyberattacks are now seen as the biggest risk to businesses. One of the best ways to combat these threats is for organizations to educate employees about cyber and data security.

NSCP Currents: ESG Considerations for Investment Advisers

On May 25, 2022, the SEC proposed a rule and form amendments that would require disclosures concerning ESG practices by certain registered investment advisers.

NSCP Currents: Evolving Cybersecurity Expectations: The SEC Proposes its First Comprehensive Cyber and Data Security Rules

The Proposed Cyber Rules codify the requirement for advisers to maintain comprehensive cybersecurity policies and procedures and adhere to certain disclosure and recordkeeping requirements.

Failures to Safeguard Personal Information Costs Morgan Stanley Smith Barney $35 Million

On Sept. 20, 2022, the SEC charged MSSB regarding the firm’s failures to protect the PII of approximately 15 million customers over a five-year period.

The FTC’s Advance Notice of Proposed Rulemaking on Commercial Surveillance and Data Security

The Federal Trade Commission (FTC) published an advance notice of proposed rulemaking (ANPR) on commercial surveillance and data security practices.

Apple Releases Security Updates Fixing Two Security Flaws That Allow Access to Hacking of Mac OS, iPad OS, and iOS

Apple released emergency security updates on Aug. 17, 2022, to fix two zero-day vulnerabilities that attackers were exploiting to gain access to Apple devices.

Click below to view General Filing Deadlines and SEC Holidays

Regulatory Calendar

Stay up to date on the latest industry news and resources.

Filter by Category

Filter by Topic

Fairview

Fairview has been providing streamlined solutions to providers in the financial services industry since 2005. We are part of ViewPoint Partners, our employee-owned parent company for both Fairview and FilePoint, which provides regulatory reporting solutions for registered investment companies.

©2024 Fairview® Investment Services, LLC. All rights reserved.

1330 St. Mary’s St.
Suite 400
Raleigh, NC 27605

info@fairviewinvest.com
919.706.4100
FAX: 800.770.9925