News & Insights: Cyber Solutions

March 2022 Cyber Recap

Significant changes are on the horizon for cybersecurity requirements for investment advisers and other companies in critical infrastructure.

2022 SEC Examination Priorities ESG, Private Funds, Data Security, and Digital Assets

On March 30, 2022, the Division of Examinations (the Division) published its 2022 Examination Priorities.  These annual priorities highlight practices, products, and services that present heightened risks to investors or U.S capital markets.

CISA Issues “Shields Up” Advisory

CISA issued a “Shields Up” message to every U.S. organization in response to Russia’s unprovoked attack on Ukraine.

Cybersecurity Risk Management

The proposed cybersecurity risk management rules codify the requirement for advisers to maintain comprehensive cybersecurity policies and procedures.

SEC Commissioner Signals Regulatory Changes are underway for Cybersecurity

SEC Chair Gensler spoke at Northwestern Pritzker School of Law’s Annual Securities Regulation Institute yesterday, where he focused on the Commission’s cybersecurity initiatives.

Phishing Via Gmail Accounts

A survey conducted by Barracuda surveyed 10,500 organizations and found that 35% of them had at least one bait attack email in September 2021 alone.

Advisory on Russian Threats to Infrastructure

CISA, the FBI, and the NSA have released a joint cybersecurity advisory that gives oversight on Russian cyber operations including their observations on tactics, techniques, and procedures.

Importance of Patching Log4j Flaw

The Federal Trade Commission (FTC) has warned U.S. organizations failing to secure customer data against Log4Shell zero-day vulnerability could face legal repercussions.

Staying Vigilant During the Holidays

While you are planning for holiday parties and traveling, malicious cyber actors are making different plans.

SonicWall Usage

SonicWall is urging organizations that use SMA 100 series appliance to immediately patch them against security flaws rated with CVSS scores.

Click below to view General Filing Deadlines and SEC Holidays

Regulatory Calendar

Stay up to date on the latest industry news and resources.

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