July 28, 2017
Upcoming Amendments to Form ADV
The new ADV reporting requirements go into effect October 1, 2017. Under the revised Form ADV, advisers will:
WHAT DOES THIS MEAN FOR ME?
Initial Form ADVs and amendments to existing Form ADVs submitted on or after October 1, 2017 will be required to report information requested by the revised form. Amendments to the books and records rule will also take effect on October 1, 2017.
Advisers should review their recordkeeping procedures and the information they will need to report in Part 1A of their Form ADV. Please contact Fairview® with any questions or concerns regarding compliance with the new rules. Fairview® will assist with the revision and implementation of the adviser’s policies and procedures as necessary.