News & Insights: Performance Services

AI Dos and Don’ts

Although Artificial Intelligence (AI) brings tremendous opportunity, it also presents significant risk—particularly to those with access to sensitive client information and personally identifiable information (PII). 

New Brand; Same Ownership and Same Quality, Tailored Services

Today, after years of steady growth, Fairview has unveiled a new brand that aligns more closely with the company Fairview is today.

Performance Practice Leader of Fairview Appointed Chair of CFA Institute’s United States Investment Performance Committee

Performance Practice Leader of Fairview Appointed Chair of CFA Institute’s United States Investment Performance Committee

FBI Investigates Asset Owner’s Returns

A Pennsylvania pension fund is caught in a legal inquiry from the Federal Bureau of Investigation that led to an investigation.

10 Takeaways From CFA Institute’s Guidance on Benchmarks for Firms

The 2020 Global Investment Performance Standards require firms to choose an appropriate total return benchmark for every composite and pooled fund.

Performance Practice Leader of Fairview Appointed to CFA Institute’s ESG Verification Subcommittee

CFA Institute issued a Consultation Paper on the Development of ESG Disclosure Standards for Investment Products. The ESG Verification Subcommittee will work to develop content specific to verifiers who provide independent, third-party examination of the investment products to which the standards are applied.

Look for Fairview at the NSCP National Conference

Oct. 19-21, 2020, the NSCP will hold its annual national conference virtually. In addition to sponsoring the event, Fairview’s Vice President and General Counsel, Amber Allen, will lend her expertise to the conference, speaking on “Evolving Custody Responsibilities.”

SEC Exams Now Focusing on Firms’ Pandemic Plans

In response to the pandemic, the SEC has a heightened focus on firms’ business continuity planning and practices.

COVID-19 UPDATE: A Breakdown of the SEC’s Regulatory Relief Provisions for Filings and Documentation

While the international COVID-19 outbreak continues to affect the lives of the world’s citizens and, by extension, the United States’ securities infrastructure, the SEC is taking steps to provide relief to firms and funds through delays in form filing and document delivery obligations.

COVID-19 UPDATE: How the SEC Continues Its Response Efforts

As efforts to contain the COVID-19 virus expand worldwide, the SEC remains focused on maintaining a fair and orderly market and continuing its operations. The Commission has transitioned most of its staff to work remotely and conducts remote exams and enforcement.

Click below to view General Filing Deadlines and SEC Holidays

Regulatory Calendar

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Fairview

Fairview has been providing streamlined solutions to providers in the financial services industry since 2005. We are part of ViewPoint Partners, our employee-owned parent company for both Fairview and FilePoint, which provides regulatory reporting solutions for registered investment companies.

©2024 Fairview® Investment Services, LLC. All rights reserved.

1330 St. Mary’s St.
Suite 400
Raleigh, NC 27605

info@fairviewinvest.com
919.706.4100
FAX: 800.770.9925