News & Insights

Reminder: LAST DAY to Submit IARD Form Filings is December 27

Reminder: LAST DAY to Submit Form Filings is December 27

WHAT DOES THIS MEAN FOR ME?

This is a reminder that the last day to submit form filings via IARD and Web CRD is Thursday, December 27.  IARD and Web CRD will be available from 5:00 a.m. until 6:00 p.m. EST.

On Friday, December 28th, IARD and Web CRD will be unavailable due to statement and renewal processing.  From December 29th through December 31st, IARD and Web CRD will be available for query-only and the creation of “Pending” filings.

IARD and Web CRD will be unavailable again on January 1st due to renewals processing.  The services will return to complete functionality on January 2nd beginning at 5:00 a.m. EST.

If you have any questions about the approaching deadline, please reach out to Fairview directly.  Fairview is committed to ensuring its clients’ compliance programs are robust and compatible with SEC regulations.  This includes meeting all applicable filing deadlines.

Source: https://www.iard.com/sites/default/files/2019_renewal_calendar.pdf