October 31, 2023
Every year at this time, Renewal Statements for advisers are posted in the IARD Portal. These fees are collected for system processing and jurisdiction-related renewals. For the calendar year 2024, all renewal fees, related to SEC registration, state notice-filings, or exempt reporting adviser filings, will be submitted electronically through E-Bill and accessible through the FINRA Gateway.
Pertinent dates related to the renewal are as follows:
What does this mean for me?
You will receive an email from FINRA, who maintains the IARD and Gateway portals, regarding the annual renewal obligation. For more information or to review upcoming dates, the 2024 renewal program calendar is located here. Details on the renewal program are available here. Fairview will provide guidance for fulfilling this requirement. If you have any questions regarding the Renewal Program, please contact your Relationship Manager.