November 3, 2022
2023 IARD Annual Renewal Message
What’s coming up soon?
Every year at this time, Renewal Statements for advisers are posted in the IARD Portal. These fees are collected for system processing and jurisdiction-related renewals. For the calendar year 2023, all renewal fees, related to SEC registration, state notice-filings, or exempt reporting adviser filings, will be submitted electronically through E-Bill and accessible through the FINRA Gateway.
Pertinent dates related to the renewal are as follows:
Preliminary statements become available: November 7, 2022
Preliminary payments due: December 12, 2022
Final statements first available: January 2, 2023
Final statement payments due: January 27, 2023
What does this mean for me?
You will receive an email from FINR, who maintains the IARD and Gateway portals, regarding the annual renewal obligation. For more information or to review upcoming dates, the 2023 renewal program calendar is located here. Fairview will provide guidance for fulfilling this requirement and is available to answer any questions regarding the Renewal Program.