Gain confidence in your compliance program by partnering with the experts.
We provide backend support services to investment advisers, broker-dealers and other financial institutions through five distinct practice areas:
Compliance Administration
Full-service and ongoing compliance administration.
Cyber Solutions
Comprehensive data and cyber security solutions, including data security testing, vendor due diligence and more.
Investment Administration
Participant record keeping, investor reporting, fund accounting and more.
Performance Services
Outsourced composite maintenance solutions.
Regulatory Filings
A Truly Full-Service Partner
We prioritize relationship and high-quality, high-touch service to get results.
BILLION
Assets Under Compliance
Administration
An Expert Team Makes All The Difference.
Latest Flash Reports
Our industry is consistently changing and we want to keep you up to date with how it affects you.
NSCP Currents: Managing Third-Party Risk – Tips and Best Practices
NSCP Currents: Managing Third-Party Risk - Tips and Best Practices
SEC Reopens Public Comment on the Cybersecurity and Risk Management Rule and Proposes Changes to Reg S-P to Enhance Protection of Customer Information
SEC Reopens Public Comment on the Cybersecurity and Risk Management Rule and Proposes Changes to Reg S-P to Enhance Protection of Customer Information What happened? On Wednesday, March 15, [...]
Fairview Webinar: The SEC’s Proposed Cybersecurity Risk Management Rule and The Proposed Outsourcing Rule Presentation
Fairview's Webinar: The SEC’s proposed Cybersecurity Risk Management Rule and the proposed Outsourcing Rule
DOL’s Fiduciary Status for Rollovers Struck Down in District Court
DOL's Fiduciary Status for Rollovers Struck Down in District Court What happened? On February 13, 2023, the United States District Court’s Middle District of Florida (“the court”) struck down [...]
SEC Proposes Rule Changes Related to Custody of Client Assets
SEC Proposes Rule Changes Related to Custody of Client Assets What happened? On February 15, 2023, the SEC proposed rule changes intended to strengthen custody protections for client assets [...]
SEC Expected to Finalize Cybersecurity Rule Spring 2023
SEC Expected to Finalize Cybersecurity Rule Spring 2023 What happened? The U.S. Securities and Exchange Commission’s (SEC) first comprehensive cyber and data security proposal is expected to be finalized [...]