Under Frank’s leadership, Fairview has grown from a two-person business to a mid-sized, full-service firm with six distinct business lines, offering adviser compliance, private fund administration, performance reporting, cybersecurity compliance solutions, and AML/CFT services, with a team of over 120 employees. Frank also oversees FilePoint, a regulatory tech company that provides full-service regulatory disclosure solutions to clients in the financial industry. Frank has worked in the financial services industry since 1995.
In a recent notice letter sent to clients, Ernst & Young (EY) disclosed a data breach involving a third-party service management platform that supports its tax-related client work.
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On July 16, 2026, the SEC proposed Regulation E-Delivery (“Reg E-Delivery”), a new rule that would establish a comprehensive framework permitting, but not requiring, electronic delivery (“e-delivery”) as the default method for providing required disclosures and reports under the federal securities laws.
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Data Breach Today released an article regarding Progress Software issuing a security alert urging organizations that use self-managed ShareFile Storage Zone Controllers to immediately shut down those systems due to a credible external security threat.
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