FilePoint provides full-service regulatory disclosure solutions to the financial services industry, including EDGAR and iXBRL filing, typesetting, printing, document hosting, and web development services for registered investment companies and investment advisers.
Full document conversion and filing services for investment companies and investment advisers.
High-quality documents delivered quickly and accurately—including prospectuses, financial reports, fact sheets, and marketing pieces.
iXBRL experts to guide clients through the iXBRL process with accuracy, a quick turnaround time, and deep technical knowledge.
Our fulfillment platform and print expertise can provide considerable efficiency for your printing and mailing needs.
A full solution for SEC modernization reporting requirements.
Fully compliant websites with limitless customization for funds, ETFs, and investment advisers.
Automation of the production of customized fact sheets, producing high-quality output quickly.
In addition to creating web-ready files with bookmarks and required links between documents, we host any documents on a customized webpage with links to view, download, and request printed copies.
Fulfillment of the daily posting requirements specific to ETFs by seamlessly automating data feeds into an existing website.
FilePoint’s high-quality, high-touch regulatory disclosure solutions are always expanding to keep up with the needs of investment companies, mutual funds and investment advisers.
Visit FilePoint SiteCheck out our Flash Reports for the latest SEC- and compliance-related news, trends, and insights.
On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules. According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.
The first Form SHO filing was set to be due on Valentine’s Day 2025, but the SEC pushed back the deadline to February 17, 2026. Now, as large entities finalize Reg S-P preparations, and as all compliance programs complete annual IARD renewals, the question for 2026 is: will Form SHO be delayed again?
The compliance deadline for larger advisers (those with $1.5B or more in AUM) is less than two weeks away (Dec. 3, 2025). While much of what the previous administration proposed has been tossed or postponed, the SEC has made it clear that Amended Reg S-P is not only here to stay, but it’s also a key focus area.
