Investment Company Names Rule
Compliance deadline of December 10, 2025, for Larger Entities (net, fiscal year-end fund assets over […]
12 events found.
Events
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Form SHO
Monthly filing due within 14 days of month-end (if required).
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Christmas Day
Christmas Day, EDGAR closed
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New Year’s Day
Federal Holiday
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2026 Final Renewal Statement
Available in E-Bill via IARD on 1/2/2026
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Form 13H
Due within 10 days of QE by Large Traders (if required).
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Form PF
Large Liquidity Fund Advisers: due within 15 days of QE.
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Martin Luther King, Jr. Day
Federal Holiday
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2026 Final Renewal Payment
Deadline on 1/23/2026
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Code of Ethics Certifications and Personal Transactions
Due within 30 days of QE.
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President’s Day
Federal Holiday
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Form 13F
Due within 45 days of QE by Institutional Managers.
