Regulatory Filings
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Form PF – Private Equity Advisers
Quarterly filing due within 60 days of each fiscal quarter-end in which certain “private equity […]
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Form PF – Large Hedge Fund Advisers
Quarterly filing due within 60 days of each fiscal quarter end.
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Form SHO
Monthly filing due within 14 days of month-end (if required).
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Audited Financials
Annual distribution to investors due within 120 days of FYE (or 180 days for Fund-of-Funds).
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Asset Manager Code Compliance Notification
due by June 30 of each year.
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Schedule 13G
Quarterly filing due within 45 days of quarter end or 5 business days after month-end […]
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Form 13H
Quarterly filing due within 10 days of quarter end by Large Traders (if required).
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Form SHO
Monthly filing due within 14 days of month-end (if required).
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Form PF – Large Liquidity Fund Advisers
Quarterly filing due within 15 days of each fiscal quarter end.
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Form 13F
Quarterly filing due within 45 days of quarter end by Institutional Managers.
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Schedule 13G
Quarterly filing due within 45 days of quarter end or 5 business days after month-end […]
