Compliance with New Rules

Name: Investment Company Names Rule
Start: 2025-12-10T00:00:00-05:00
End: 2025-12-10T23:59:59-05:00

October 2024
October 30, 2024 @ 8:00 am - 5:00 pm

3Q Code of Ethics Quarterly Certifications
November 2024
November 4, 2024 @ 8:00 am - 5:00 pm

Annual Registration Renewal Fees

Begin looking for Renewal Stmt on IARD
November 29, 2024 @ 8:00 am - 5:00 pm

Form ADV Annual Amendment for advisers with 8/31 FYE
December 2024
December 9, 2024 @ 8:00 am - 5:00 pm

Fund Ebill for Renewal Fees
December 16, 2024 @ 8:00 am - December 31, 2024 @ 5:00 pm

IARD Shutdown
December 18, 2024 @ 8:00 am - 5:00 pm

Modernization of Beneficial Ownership Reporting structured data requirement for Schedules 13D and 13G
December 31, 2024 @ 8:00 am - 5:00 pm

IAR Continuing Education
January 2025
January 30 @ 8:00 am - 5:00 pm

4Q Code of Ethics Quarterly Certifications/ Annual COE certifications
February 2025
February 14 @ 8:00 am - 5:00 pm

Annual Holdings COE Reporting
March 2025
March 12

Form PF Amendments Reporting Requirements for All Filers and Large Hedge Fund Advisers

Compliance deadline of March 12, 2025, for all filers.
December 2025
December 3

Regulation S-P Amendments

Compliance deadline
December 10

Investment Company Names Rule

Compliance deadline of December 10, 2025, for Larger Entities (net, fiscal year-end fund assets over […]

Fairview has been providing streamlined solutions to providers in the financial services industry since 2005. We are part of ViewPoint Partners, our employee-owned parent company for both Fairview and FilePoint, which provides regulatory reporting solutions for registered investment companies.

October 2024

November 2024

December 2024

January 2025

February 2025

March 2025

December 2025