Tripp Marriott

Tripp Marriott

Director of Risk Review, Relationship Manager in the Compliance Administration group

As Director of Risk Review, Tripp reviews and updates adviser risk assessment / testing protocols based on regulatory updates, guidance from the SEC, and exam experience.

Tripp Marriott joined Fairview as the firm’s first Compliance intern in 2010. Currently, Tripp serves as the Director of Risk Review and Relationship Manager. Since 2012, he has held several full-time positions and has been integral to the development of the group’s testing and risk assessment protocols. As a Relationship Manager, he partners with RIAs and CCOs to provide full compliance administration support, particularly to clients who manage complex private pooled vehicles. Previously, Tripp held compliance associate and senior compliance roles within Fairview.

Education & Training

  • B.A. in Political Science from North Carolina State University

Areas of Expertise

  • Private Funds
  • Compliance with Investment Adviser Act rules
  • New SEC regulations and best practices
  • Adviser risk assessments
  • SEC exams
  • Regulatory filings
  • Compliance testing and monitoring
  • Internal compliance applications