Tracey Winters

President, Fairview Investment Administration

Tracey primarily manages fund accounting operations.

Before Tracey Winters joined Fairview in 2007, she managed various departments at a fund administrator, which has given her broad experience with mutual funds, hedge funds, governmental and nonprofit investment pools, and insurance pools. She has a strong background in portfolio accounting, financial statement preparation, and tax reporting.

Education & Training

B.A. in Accounting from NC Wesleyan College
Licensed Certified Public Accountant

Areas of Expertise

Fund accounting
Portfolio accounting
Financial statement preparation
Tax reporting

Industry News

SEC Charges for Endorsements, Hypothetical Performance and Green-Washing

November 18, 2024
Flash Reports

On November 1, 2024, the SEC Division of Enforcements charged Wahed Invest, LLC ("Wahed"), a registered investment adviser, for violating the Marketing Rule.

SEC Increases Focus on AI

October 29, 2024
Flash Reports

The SEC’s Division of Examinations (“EXAMS”) will intensify its focus on artificial intelligence (AI) usage, according to its 2025 Examination Priorities, released last week.

NYDFS Publishes Guidance on AI-Related Cyber Risk

October 29, 2024
Flash Reports

On October 16, 2024, the New York State Department of Financial Services (“NYDFS”) published an industry letter (the “Guidance”) discussing the increasing reliance on artificial intelligence (“AI”) and its associated cyber risks. This is one of the most detailed state laws regarding cybersecurity.

Fairview has been providing streamlined solutions to providers in the financial services industry since 2005. We are part of ViewPoint Partners, our employee-owned parent company for both Fairview and FilePoint, which provides regulatory reporting solutions for registered investment companies.