Kenslee Stevens joined Fairview in 2015 and is currently the Managing Director of Corporate Training & Institutional Practice. In her role, Kenslee leads the team responsible for ensuring comprehensive training on Fairview’s processes, client service, document maintenance and compliance testing.
During her time with the Compliance Administration group, Kenslee has been instrumental in developing the group’s initial operations support team in addition to training new team members and working closely with clients and their compliance programs. As a Relationship Manager, Kenslee partners with RIAs and CCOs to provide full compliance administration support. Kenslee was previously a Lead Compliance Associate.
The SEC proposed to enhance disclosures about ESG investment practices. If you have questions about ESG and your compliance program, Fairview can help.
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The SEC charged BNY Mellon Investment Adviser, Inc. for misstatements and omissions about Environmental, Social, and Governance (ESG) considerations.
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Securities and Exchange Commission finds some large traders not even aware of Rule 13H or its requirements.
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