Simplify Your GIPS® Audit Response and Performance Reporting

Preparing for GIPS® verification and maintaining compliant performance reporting requires ongoing time, expertise, and documentation.

Our Investment Performance team provides hands-on, execution-focused support through two distinct service offerings.

---

Audit Support for Managers Claiming GIPS®

End-to-End Verification Preparation and Ongoing Audit Response

Preparing for GIPS® compliance and responding to verifier requests is a significant undertaking that can place heavy demands on performance and compliance teams. We help reduce that internal burden by managing the preparation, documentation, and audit response process from start to finish.

Verification Preparation

Build a strong, audit-ready foundation for GIPS® compliance.

Our team will:

• Develop and refine GIPS® policies and procedures
• Prepare and organize the list of composites
• Work with your team to formulate composite definitions and descriptions
• Draft GIPS® Reports that meet required disclosure and performance presentation standards

We ensure your documentation is structured, consistent, and aligned with verifier expectations.

Ongoing Verification & Audit Response Support

Streamline the audit process with experienced, detail-oriented support.

Services include:

• Receiving and assessing verifier request lists
• Preparing and submitting responses to verifier inquiries
• Coordinating directly with the verifier on follow-up questions and documentation requests
• Reviewing verifier recommendations and implementing necessary updates

Including updates to:

• GIPS® policies and procedures
• Composite definitions and descriptions
• Composite membership
• GIPS® Reports

Our goal is to help you navigate verification efficiently while maintaining a defensible and well-documented GIPS® program.

---

Composite Management Solutions and Performance Reporting

Scalable Support for Ongoing Composite Oversight and Reporting

For firms that need structured, ongoing support meeting performance reporting goals, our composite management solutions provide a consistent and organized framework for maintaining accurate composites and delivering reliable reports.

This service is ideal for asset managers seeking operational support separate from audit or verification preparation.

Onboarding & Program Setup

Establish a strong operational foundation for your composite program.

We work with your team to:

• Identify composites and unassigned accounts
• Confirm calculation methodology preferences
• Review systems and data structure
• Document composite policies and procedures
• Establish communication protocols for account status and mandate changes

Ongoing Composite Administration

Maintain accurate composite membership and documentation over time.

Our ongoing support includes:

• Monitoring account status changes
• Managing mandate changes
• Tracking composite membership updates
• Maintaining organized documentation for internal and external use

Monthly Data Extraction

We interface with your firm’s systems to extract key performance inputs, including:

• Month-end account values
• Gross and net performance data
• Other relevant reporting metrics

Customized Composite Reporting

Receive tailored reports aligned with your firm’s reporting needs and timelines.

Deliverables can include:

• Monthly Composite Reports
• Quarterly Reports
• Annual Reports

---

Choose the Support That Fits Your Needs

Whether you require dedicated audit support for GIPS® verification or ongoing composite management and performance reporting, we provide flexible, high-touch service tailored to asset managers.

Contact us to schedule a consultation to discuss your firm’s GIPS® audit support or composite management needs.