Knowledge Hub: Amended Regulation S-P

On May 16^th, 2024, the SEC adopted amendments to Regulation S-P (Reg S-P), which are the first major amendments to Reg S-P since its adoption in 2000. The amendments build upon the initial requirements to impose new and enhanced privacy and cyber requirements, such as the adoption of incident response policies and procedures; a vendor due diligence program; a customer notification requirement; and more.

The resources below include detailed information and guidance on Amended Regulation S-P. Check back often; our team of regulatory experts is constantly producing new information and guidance that may be helpful as you navigate what the new reforms may mean for you and your firm.

Resources

Roadmap to Compliance: Amended Regulation S-P

Reference this compliance roadmap by quarters to help prioritize changes related to the Amended Regulation S-P.

High-level Overview: Amended Regulation S-P

Check out the high-level overview below to make sure you have a plan to comply with the recently Amended Regulation S-P.

Amended Regulation S-P Definitions

Stay up to date on the formal definitions of key terms included in Amended Regulation S-P.

Flash Report: Amendments to Regulation S-P Published to Federal Register

On June 3rd, 2024, the SEC’s amendments to Regulation S-P were published to the Federal Register...

Flash Report: SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information

The SEC adopted amendments to Regulation S-P requiring covered institutions to implement and maintain policies and procedures regarding an incident response program...

Flash Report: Regulation S-P Overview

Overview of the scope and essential aspects of Regulation S-P.