Stay up to date on the latest compliance and regulatory news and insights with Fairview Flash Reports
Enter your information below to start receiving Flash Reports:
Our team of regulatory experts provides timely updates and analyses of all SEC and regulatory news affecting compliance professionals. Our Flash Reports are delivered right to your inbox, helping to ensure you remain informed on all of the latest SEC-related news and trends. Whether you’re looking for updates on the rule changes and upcoming deadlines, cybersecurity and AI developments, or SEC Exam trends, we’ve got you covered.
On August 18, 2026, the SEC proposed “Regulation Crypto Assets,” a new regulatory framework for certain investment contracts involving crypto assets (“covered investment contracts”). The proposal follows the SEC’s March 2026 interpretive release addressing the application of federal securities laws to certain crypto assets and transactions, and represents another step in the SEC’s broader effort to establish clearer rules for crypto asset markets.
On August 11, 2026, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) issued a final rule that permanently removes all requirements for U.S. companies and individuals to report beneficial ownership information under the Corporate Transparency Act (“CTA”).
On July 31, 2026, the SEC settled charges against a New York-based registered investment adviser for calculating and charging advisory fees inconsistently with its advisory agreements and Form ADV Part 2A disclosures and for failing to implement written policies and procedures designed to ensure advisory fees were calculated correctly.