Fairview CyberComply supports RIAs with every aspect of the proposed Cybersecurity and Risk Management Rule.
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Once finalized, the SEC’s proposed Cybersecurity and Risk Management Rule will require RIAs to make significant changes to their compliance programs. If adopted in its current format, the proposed rule will require advisers to adopt and implement written cybersecurity policies and procedures and produce an annual cyber report.
Fairview CyberComply provides investment advisers with complete support for every aspect of the SEC’s proposed cyber rule.
The table below outlines each key aspect of the SEC’s proposed Cybersecurity and Risk Management Rule, and Fairview CyberComply’s supporting services.
|The proposed rule requires firms to:||Fairview CyberComply:|
|1. Conduct an annual cybersecurity risk assessment||
|2. Adopt cybersecurity policies and procedures, including cybersecurity threat and vulnerability management||Develop comprehensive policies and procedures, including:
|3. Establish a vendor management program||
|4. Conduct and document an annual Cybersecurity Review||
|5. Maintain certain books and records||
|6. Provide certain cyber disclosures||