Need help preparing for the SEC’s Proposed Cybersecurity and Risk Management Rule?

When finalized, the SEC’s Proposed Cybersecurity Risk Management Rule will require RIAs to adopt several new cyber-related policies and procedures. Already, cyber-related terms are popping up in SEC exams. We can help make sure your firm is prepared.

Contact Us Today

We’ve compiled some materials that you may find helpful as you begin to adopt more cybersecurity-related policies and procedures:

  • RIA Glossary of Cyber Terms: This glossary of key cyber terms includes terms that all RIAs should be familiar with in advance of your next SEC cybersecurity exam. All of these terms are also critical components of a firm’s annual risk assessment, which should be evaluated at least annually.
  • Phishing Best Practices and Tips: Phishing is a cybercrime in which a target or targets are contacted, typically by email, by someone posing as a legitimate individual (i.e., CEO or manager) or institution. Use these tips to help safeguard your firm from phishing attacks.
  • Fairview Cyber Turnkey Solution for SEC’s Proposed Cyber Rule: Comply with every aspect of the SEC’s Proposed Cyber and Data Security Rule with Fairview Cyber’s complete solution.

Contact Us