CyAI: Built for Investment Advisers, by the Experts in RegTech

CyAI is an AI-generated platform that was created specifically for investment advisers.

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CyAI enables you and your team to conduct research, summarize large amounts of data, and utilize the benefits of AI, while complying with industry best practices, including the Books and Records rule requirements.

Since CyAI was created to meet your regulatory expectations, the application remains within a container. This means that your files, your data, and your content are never shared with any other clients, or any other parties outside your platform.


AI Chat:

Real-time AI-generated chat application.

Cyber Solutions

Secure Data:

Ensures all information entered into the chat remains secure. CyAI is built within a container, so your files, data, and content are never shared with any outside parties

Audit Log:

Creates and maintains logs of all conversations, meeting strict requirements of the SEC's Books and Records Rule.

Regulatory Findings

Industry Best Practices:

Capabilities align with industry best practices and regulatory expectations. In determining best practices, we evaluated SEC regulatory requests, the SEC's proposed Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker Dealer and Investment Advisers the National Institute of Standards (NIST) AI Risk Framework and Cybersecurity and Infrastructure Security Agency's (CISA) Roadmap for AI.

Key features:

  • Interactive chat features that can help summarize articles, draft emails, utilize saved templates such as sample client communication, and more
  • Audit log and archiving feature ensures compliance with strict requirements of the SEC’s Books and Records Rule
  • Conflicts log is in place in anticipation of the SEC’s adoption of the proposed Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker Dealers and Investment Advisers, which will govern use of AI and other technology
  • Full history of chats, updated in real time
  • Admin users can search and sort by keyword, user, and timeframe