Flash Reports | Page 19 of 26 | Fairview Investments

News & Insights: Flash Reports

More than just the facts, Flash Reports provide context for what’s currently happening in the industry and translate that into what it means for your business.

Flash Reports
03 Sep, 2026

2026 Fall Filing Preview

Fall filing season is here — and between Form PF, 13F, 13G, and three federal holidays, Q4 can get crowded. Here's your at-a-glance guide to what's due and when, so nothing catches your team off guard.

Flash Reports
23 Feb, 2022

Cybersecurity Risk Management

The proposed cybersecurity risk management rules codify the requirement for advisers to maintain comprehensive cybersecurity policies and procedures.

Flash Reports
14 Jan, 2022

Advisory on Russian Threats to Infrastructure

CISA, the FBI, and the NSA have released a joint cybersecurity advisory that gives oversight on Russian cyber operations including their observations on tactics, techniques, and procedures.

Flash Reports
12 Jan, 2022

Compliance Date Approaching for Fund of Funds Arrangements Under The Investment Company Act of 1940, as Amended

Last year the U.S. Securities and Exchange Commission adopted a new rule and related amendments regarding fund of funds arrangements in rule 12d1-4.

Flash Reports
21 Oct, 2021

Rockin’ the Proxy Boat

On September 29, 2021, the SEC’s new Chairman, Gary Gensler held an open meeting discussing proposed amendments to Form N-PX.

Flash Reports
27 Sep, 2021

Family Matters: The Family Office Exemption from SEC Registration Could Change

U.S. Congresswoman, Alexandria Ocasio-Cortez introduced The Family Office Regulation Act of 2021 (4620) to amend the Investment Advisers Act of 1940.

Flash Reports
08 Sep, 2021

Are Your Employees Being Recruited to Attack Your Firm?

Cybersecurity criminals (maybe even employees) are utilizing unconventional methods to breach company networks through ransomware attacks.

Flash Reports
28 Jul, 2021

Wrap Fee Program Compliance Risks: The SEC’s Latest Guidance

What happened? The SEC recently released a Risk Alert outlining common compliance concerns among advisers’ […]

Flash Reports
15 Jul, 2021

16 States Reviewing Data Privacy Regulations

State data privacy regulations are continuously evolving to catch up with the ever-increasing risks to consumers on the web.

Flash Reports
29 Jun, 2021

Cisco ASA & Firepower Threat Defense Vulnerability Exploited

A cybersecurity firm published a Proof of Concept (PoC) exploit on Cisco’s Adaptive Security Appliance, showing security weaknesses in the software.

ESG Disclosure and Materiality Reminders for RIAs

Climate and environmental, social, and governance topics continue to gain prevalence in capital markets, especially with evolving regulatory expectations.