8:00 am - 5:00 pm 3Q Code of Ethics Quarterly Certifications October 30 @ 8:00 am - 5:00 pm 3Q Code of Ethics Quarterly Certifications
8:00 am - 5:00 pm Annual Registration Renewal Fees November 4 @ 8:00 am - 5:00 pm Annual Registration Renewal Fees Begin looking for Renewal Stmt on IARD
8:00 am - 5:00 pm Veterans Day November 11 @ 8:00 am - 5:00 pm Veterans Day Veterans Day, EDGAR Closed
8:00 am - 5:00 pm Form 13F November 15 @ 8:00 am - 5:00 pm Form 13F Quarterly filing due within 45 days of quarter end
9:00 am - 5:00 pm Thanksgiving Day November 28 @ 9:00 am - 5:00 pm Thanksgiving Day Thanksgiving Day, EDGAR Closed
8:00 am - 5:00 pm Form ADV Annual Amendment for advisers with 8/31 FYE November 29 @ 8:00 am - 5:00 pm Form ADV Annual Amendment for advisers with 8/31 FYE
8:00 am - 5:00 pm Form PF – Quarterly Filing 60 Day November 29 @ 8:00 am - 5:00 pm Form PF – Quarterly Filing 60 Day For PF >$1.5Billion in PF assets
8:00 am - 5:00 pm Form PF – Private Equity Reporting Event 60 Day November 29 @ 8:00 am - 5:00 pm Form PF – Private Equity Reporting Event 60 Day