Regulatory Filings

Quarterly filing due within 45 days of quarter end by Institutional Managers.

Quarterly filing due within 45 days of quarter end or 5 business days after month-end […]

Monthly filing due within 14 days of month-end (if required).

Quarterly filing due within 60 days of each fiscal quarter-end in which certain “private equity […]

Monthly filing due within 14 days of month-end (if required).

Due within 10 days of QE by Large Traders (if required).

Large Liquidity Fund Advisers: due within 15 days of QE.

Due within 45 days of QE by Institutional Managers.

Due within 45 days of the year-end by Large Traders.

Due within 45 days of QE or 5 business days after the month-end (if required).

Large Hedge Fund Advisers: due within 60 days of QE.

Private Equity Advisers: due within 60 days of each fiscal QE in which certain “private […]