Christine Fornes joined Fairview in 2016. She currently oversees operations for the Compliance Administration group and serves as a Relationship Manager on several client accounts.
Prior to joining Fairview, Christine worked at the Financial Industry Regulatory Authority (FINRA) as an examiner of broker-dealers and at the Security Division of the North Carolina Secretary of State as an examiner of investment advisers. Before that, she was in-house tax counsel at a publicly-held company headquartered in Washington, D.C. She has also worked at multiple D.C.-area law firms, practicing estate planning and corporate law.
Every year at this time, Renewal Statements for advisers are posted in the IARD Portal. These fees are collected for system processing and jurisdiction-related renewals.Read More
On Wednesday, Oct. 26, 2022, the SEC proposed a new rule and amendments regarding the due diligence of service providers.Read More
EXAMS published the second ever risk alert aimed at private funds, which encouraged strengthening compliance programs and disclosed practices.Read More