Christine Fornes joined Fairview in 2016. She currently oversees operations for the Compliance Administration group and serves as a Relationship Manager on several client accounts.

Prior to joining Fairview, Christine worked at the Financial Industry Regulatory Authority (FINRA) as an examiner of broker-dealers and at the Security Division of the North Carolina Secretary of State as an examiner of investment advisers. Before that, she was in-house tax counsel at a publicly-held company headquartered in Washington, D.C. She has also worked at multiple D.C.-area law firms, practicing estate planning and corporate law.

Education & Training

• J.D. and LL.M. in Taxation from the University of Baltimore School of Law
• B.A. in Political Science from the University of Delaware

Areas of Expertise

• FINRA rules
• SEC exams
• Registered Investment Advisers compliance
• Investment Advisers Act rules
• Private funds