Christine Fornes

Christine Fornes

Vice President, Director of Operations

Christine oversees operations for the Compliance Administration group.

Christine Fornes joined Fairview in 2016. She currently oversees operations for the Compliance Administration group and serves as a Relationship Manager on several client accounts.

Prior to joining Fairview, Christine worked at the Financial Industry Regulatory Authority (FINRA) as an examiner of broker-dealers and at the Security Division of the North Carolina Secretary of State as an examiner of investment advisers. Before that, she was in-house tax counsel at a publicly-held company headquartered in Washington, D.C. She has also worked at multiple D.C.-area law firms, practicing estate planning and corporate law.

Education & Training

  • J.D. and LL.M. in Taxation from the University of Baltimore School of Law
  • B.A. in Political Science from the University of Delaware

Areas of Expertise

  • FINRA rules
  • SEC exams
  • Registered Investment Advisers compliance
  • Investment Advisers Act rules
  • Private funds