WHAT IS COMING UP SOON?
Every year at this time, FINRA will post its Renewal Statements in the IARD Portal. These fees are collected for system processing and jurisdiction-related renewals.
Pertinent dates related to the renewal are as follows:
Preliminary statements first available: November 11, 2019
Payment due: December 16, 2019
Final statements first available: January 2, 2020
If additional funds are owed, payment is due: January 17, 2020
WHAT DOES THIS MEAN FOR ME?
You will receive an email from FINRA regarding the annual renewal obligation. Fairview will assist with fulfilling this requirement and is available to answer questions regarding the Renewal Program.