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Fairview® Flash Reports 2020-03-20T18:24:40-04:00
Dec23, 2021

Phasing Out LIBOR

By | Dec 23rd, 2021|Fairview® Flash Reports|

Phasing Out LIBOR WHAT HAPPENED? First, what is LIBOR? The London Interbank Offered Rate ("LIBOR") is the average interest rate by which major global banks borrow from one another. LIBOR rates [...]

Jul22, 2021

The SEC’s Latest Exam and Request List Trends

By | Jul 22nd, 2021|Books and Records, Custody, Disaster Recovery and Incident Response, Enforcement, Fairview® Flash Reports, Mutual Fund and Institutional Issues, Privacy, Cybersecurity, and Regulation S-ID, Registration, Disclosure and Filing Requirements, U.S. Securities and Exchange Commission|

The SEC’s Latest Exam and Request List Trends WHAT HAPPENED? With new SEC leadership in place, including Chairman Gary Gensler and Director of Enforcement Gurbir Grewal, the Commission’s examination [...]