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Deadline to File an Other-Than-Annual Amendment for State Registration

December 26 @ 8:00 am - 5:00 pm

This is the last day the FINRA website will allow you to adjust your other-than-annual amendment in relation to state registration. Failure to make these changes before this date will make you ineligible for a refund when the final invoice drops in January.   


December 26
8:00 am - 5:00 pm
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