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John Marriott 2019-06-14T00:21:09-04:00
Frank Watson

John Marriott



FAX: 800.770.9925

1330 St. Mary’s St. Ste 400
Raleigh NC 27605

John Marriott, Vice President, has been with Fairview since 2007. He is a principal of the firm and has been instrumental in building out the compliance services and fund administration services offered by Fairview.

John’s expertise also includes administering pooled products, performance analysis and coordinating regulatory exams.

“We really dig in and understand the rules and the application of the rules to help our clients navigate their regulatory obligations in a way that makes sense for their firm.”

Prior to joining Fairview, John owned and managed a transfer agent that serviced over 100 pooled products.

Education & Training

  • B.S. in Chemistry from the University of North Carolina at Chapel Hill

  • Currently holds FINRA licenses 7, 24 and 63

  • Has worked in financial services since 1995

Areas of Expertise

  • Compliance for registered investment companies and broker dealers
  • Investment adviser operations
  • Accounting and shareholder services for pooled products

  • Regulatory audit support

Good compliance is good for business.

Find out how we can help you.