Ellen Harvin, Vice President, has been with Fairview since its inception in 2005 and she is a principal of the firm who has helped design and implement the processes and operations for Fairview’s products and services.
Her primary focus is leading Fairview’s Compliance Group operations and developing and managing client relationships.
She assists a wide range of clients in launching and maintaining their compliance programs, conducting compliance training, monitoring and testing their compliance policies and procedures and coordinating client response to regulatory exams.
Education & Training
- B.A. in Political Science from the University of California, Los Angeles
Has worked in financial services since 2004
Areas of Expertise
- Compliance for registered investment advisers
- Compliance program formation and implementation
- Compliance training
- Regulatory audit support
Good compliance is good for business.
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