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Ellen Harvin 2017-07-12T02:34:11+00:00
Frank Watson

Ellen Harvin

VICE PRESIDENT

919.706.4100

FAX: 800.770.9925

1330 St. Mary’s St. Ste 400
Raleigh NC 27605

Ellen Harvin, Vice President, has been with Fairview since its inception in 2005 and she is a principal of the firm who has helped design and implement the processes and operations for Fairview’s products and services.

Her primary focus is leading Fairview’s Compliance Group operations and developing and managing client relationships.

“Our goal is to lessen the burden of compliance for our clients and support them day-to-day in the management and documentation of their compliance program.”

She assists a wide range of clients in launching and maintaining their compliance programs, conducting compliance training, monitoring and testing their compliance policies and procedures and coordinating client response to regulatory exams.

Education & Training

  • B.A. in Political Science from the University of California, Los Angeles
  • Has worked in financial services since 2004

Areas of Expertise

  • Compliance for registered investment advisers
  • Compliance program formation and implementation
  • Compliance training
  • Regulatory audit support

Good compliance is good for business.

Find out how we can help you.