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Go beyond compliance consulting and partner with Fairview.

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We help you maintain a meaningful and fully documented compliance program.

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What We Do

We provide compliance support services to investment advisers,
broker-dealers and other financial institutions.

Dedicated Compliance Team

We are your compliance partner, not just a consultant. We provide comprehensive ongoing compliance administration.

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Our services don’t stop at consulting.

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We are your compliance partner, not just a consultant. We provide comprehensive ongoing compliance administration.

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Advisers
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BILLION

Assets Under Compliance

Administration

Leadership Team

Frank Watson

Frank Watson

President

Ellen Harvin

Ellen Harvin

Vice President

John Marriott

John Marriott

Vice President

An Expert Team Makes All The Difference.

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Latest Flash Reports

Our industry is consistently changing and we want to keep you up to date with how it effects you.

SEC Updates Form ADV FAQs

By | June 16th, 2017|

SEC Updates Form ADV FAQs WHAT HAPPENED? On June 12, 2017, the SEC released new Form ADV FAQs to provide guidance on recent amendments made to the form. The additions to [...]

Legal Risks Associated with Cyberattacks

By | May 24th, 2017|

Legal Risks Associated with Cyberattacks PROACTIVE MEASURES AGAINST CYBERATTACKS The recent ransomware attack that has affected more than 100,000 organizations has emphasized how immense the potential impact can be on the [...]

SEC Releases Risk Alert on Ransomware

By | May 18th, 2017|

SEC Releases Risk Alert on Ransomware WHAT HAPPENED? On May 17, 2017, the SEC released a risk alert on a widespread ransomware attack, known as WannaCry, WCry or Wanna Decryptor. The hacker(s) [...]

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