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Go beyond compliance consulting and partner with Fairview.

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We help you maintain a meaningful and fully documented compliance program.

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What We Do

We provide compliance support services to investment advisers,
broker-dealers and other financial institutions.

Dedicated Compliance Team

We are your compliance partner, not just a consultant. We provide comprehensive ongoing compliance administration.

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Our services don’t stop at consulting.

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We are your compliance partner, not just a consultant. We provide comprehensive ongoing compliance administration.

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Assets Under Compliance

Administration

Leadership Team

Frank Watson

Frank Watson

President

Ellen Harvin

Ellen Harvin

Vice President

John Marriott

John Marriott

Vice President

An Expert Team Makes All The Difference.

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Latest Flash Reports

Our industry is consistently changing and we want to keep you up to date with how it affects you.

SEC Charges Unregistered Fund Manager

By | Nov 2nd, 2017|

SEC Charges Unregistered Fund Manager WHAT HAPPENED? On October 26, 2017, the SEC charged an unregistered investment adviser and its principals (“collectively, the “Respondents”) with engaging a private fund [...]

SEC Spoofed Emails Used In Spear Phishing Attack

By | Oct 11th, 2017|

SEC Spoofed Emails Used In Spear Phishing Attack WHAT HAPPENED? Cisco’s Talos Intelligence Group has identified a targeted cyber-attack focusing on specific organizations.  The malware began with a targeted [...]

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